Order Rule

Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 107C To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted To The Retail Liquidity Program Will Qualify As "Retail Orders"

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Public Comments

Title

Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Amending the Attestation Requirement of Rules 107C and 107C-Equities, Respectively, To Allow a Retail Member Organization To Attest That "Substantially All" Orders Sub

Release Number

34-69187

SEC Issue Date

March 20, 2013

Federal Register Publish Date

March 26, 2013

Document Citation

78 FR 18402

Resources

Notice Rule: SEC Issued Version (pdf 22.97 KB)

Notice Rule: Federal Register Version

Rel. No. 34-69513

Rel. No. 34-68747

Rel. No. 34-68746

Title

Notice of Filing of Proposed Rule Change Amending the Attestation Requirement of Rule 107C To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted To The Retail Liquidity Program Will Qualify As "Retail Orders"

Release Number

34-68747

SEC Issue Date

Jan. 28, 2013

Federal Register Publish Date

Feb. 4, 2013

Document Citation

78 FR 7824