Order Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Rules 104 ("Dealings by Specialists") and 123E ("Specialist Combination Review Policy") To Change the Exchange's Capital Requirements for Specialist Organizations.

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

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Title
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Rules 104 ("Dealings by Specialists") and 123E ("Specialist Combination Review Policy") To Change the Exchange's Capital Requirements for Specialist Organizations.
Release Number
34-52969
SEC Issue Date
Federal Register Publish Date
Document Citation

70 FR 76337

Resources

Notice Rule: SEC Issued Version (pdf 175.17 KB)
Notice Rule: Federal Register Version
Rel. No. 34-54205
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Last Reviewed or Updated: Dec. 16, 2005