Order Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Adopt Rule 405A ("Non-Managed Fee-Based Account Programs-Disclosure and Monitoring")

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Public Comments

Title

Release Number

34-50586

SEC Issue Date

Oct. 25, 2004

Federal Register Publish Date

Nov. 1, 2004

Document Citation

69 FR 63424

Resources

Notice Rule: SEC Issued Version (pdf 143.98 KB)

Notice Rule: Federal Register Version

Rel. No. 34-51907

View Received Comments

Last Reviewed or Updated: Oct. 25, 2004

Resources

Order Rule: SEC Issued Version (pdf 196.28 KB)

Order Rule: Federal Register Version

Rel. No. 34-50586

Details

Public Comments Due

Nov. 22, 2004

File Number

SR-NYSE-2004-13

Rule Type

Order

Release Number

34-51907

SEC Issue Date

June 22, 2005

Federal Register Publish Date

June 29, 2005

Document Citation

70 FR 37458

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Adopt Rule 405A ("Non-Managed Fee-Based Account Programs-Disclosure and Monitoring")

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. To Adopt Rule 405A ("Non-Managed Fee-Based Account Programs-Disclosure and Monitoring")

Public Comments

Notice Rule (34-50586)

Resources

Resources

Details