Order Rule

Notice of Filing of Proposed Rule Change to Amend Rule 412 and its Interpretation Relating to Partial Customer Account Transfers

National Securities Exchanges, New York Stock Exchange LLC (NYSE)

Public Comments

Title

Release Number

34-48958

SEC Issue Date

Dec. 18, 2003

Federal Register Publish Date

Dec. 29, 2003

Document Citation

68 FR 75008

Resources

Notice Rule: SEC Issued Version (pdf 92.81 KB)

Notice Rule: Federal Register Version

Rel. No. 34-49415

View Received Comments

Last Reviewed or Updated: Dec. 18, 2003

Resources

Order Rule: SEC Issued Version (pdf 84.07 KB)

Order Rule: Federal Register Version

Details

File Number

SR-NYSE-2003-29

Rule Type

Order

Release Number

34-49415

SEC Issue Date

March 12, 2004

Federal Register Publish Date

March 23, 2004

Document Citation

69 FR 13608

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change to Amend Rule 412 and its Interpretation Relating to Partial Customer Account Transfers

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change to Amend Rule 412 and its Interpretation Relating to Partial Customer Account Transfers

Public Comments

Notice Rule (34-48958)

Resources

Resources

Details