Notice Rule

Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Title
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Create a New, Non-Trading Limited Underwriter Membership Class and Impos
Overview

Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity

Release Number
34-99433
SEC Issue Date

Title
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Create a New, Non-Trading Limited Underwriter Membership Class and Impose Related Requirements for Principal Underwriting Activity
Release Number
34-98659
SEC Issue Date

Title
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity
Release Number
34-98366
SEC Issue Date

Title
Notice of Filing of Proposed Rule Change to Create a New, Non-Trading Limited Membership Class and Impose Related Requirements for Principal Underwriting Activity
Release Number
34-97985
SEC Issue Date
Federal Register Publish Date

Last Reviewed or Updated: March 22, 2024