Notice Rule

Notice of Filing of Proposed Rule Change To Allow Companies To List in Connection With a Direct Listing With a Primary Offering in Which the Company Will Sell Shares Itself in the Opening Auction on the First Day of Trading on Nasdaq and To Explain How the Opening Transaction for Such a Listing Will Be Effected

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

Title
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, To Allow Companies To List in Connection With a Direct Listing With a Primary Offering in Which the Company Will Sell Shares Itself in the Opening Auction on the Fir
Release Number
34-90331
SEC Issue Date
Federal Register Publish Date
Document Citation

85 FR 71708

Title
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Allow Companies To List in Connection With a Direct Listing With a Primary Offering In Which the Company Will Sell Shares Itself In the Opening Auction o
Release Number
34-90717
SEC Issue Date
Federal Register Publish Date
Document Citation

85 FR 84025

Title
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Allow Companies To List in Connection With a Direct Listing With a Primary Offering in Which the Company Will Sell Shares Itself in the Opening Auction on the First Day of Tradin
Release Number
34-91205
SEC Issue Date
Federal Register Publish Date
Document Citation

86 FR 12245

Title
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Allow Companies To List in Connection With a Direct Listing With a Primary
Release Number
34-91345
SEC Issue Date
Federal Register Publish Date
Document Citation

86 FR 15530

Title
Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To Allow Companies To List in Connection With a Direct Listing With a Primary Offering in Which the Company Will Sell Shares Itself in the Opening Auction on the First Day of Trading
Release Number
34-91947
SEC Issue Date
Federal Register Publish Date
Document Citation

86 FR 28169

Last Reviewed or Updated: Sept. 15, 2020