Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Allow Companies to List in Connection with a Direct Listing with a Primary Offering In Which the Company Will Sell Shares Itself In the Opening Auction On the First Day of Trading on Nasdaq and to Explain How the Opening Transaction for Such a Listing Will be Effected

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Date Received
Date Letter Type Commenter Name
Public Comment Nikolai Utochkin, Counsel, Nasdaq, Inc.
Public Comment Nikolai Utochkin, Counsel, Nasdaq, Inc.
Public Comment Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Public Comment Rahul Chaudhary
Public Comment Jeff Mahoney, General Counsel, Council of Institutional Investors

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASDAQ-2020-057
Release Number
34-89878
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