Notice Rule

Notice of Filing of Proposed Rule Change To Amend IM-5101-1 (Use of Discretionary Authority) To Deny Listing or Continued Listing or To Apply Additional and More Stringent Criteria to an Applicant or Listed Company Based on Considerations Related to the Company's Auditor or When a Company's Business Is Principally Administered in a Jurisdiction That Is a Restrictive Market

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Title
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend IM-5101-1 (Use of Discretionary Authority) To Deny Listing or Continued Listing or To Apply Additional and More Stringent Criteria to an Applicant or Listed
Release Number
34-89344
SEC Issue Date
Federal Register Publish Date
Document Citation

85 FR 44951

Title
Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend IM-5101-1 (Use of Discretionary Authority) To Deny Listing or Continued Listing or To Apply Additional and More Stringent Criteria to an Applicant
Release Number
34-89739
SEC Issue Date
Federal Register Publish Date
Document Citation

85 FR 55708

Title
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend IM-5101-1 (Use of Discretionary Authority) To Deny Listing or Cont
Release Number
34-90549
SEC Issue Date
Federal Register Publish Date
Document Citation

85 FR 79048

Title
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend IM-5101-1 (Use of Discretionary Authority) To Apply Additional or More Stringent Criteria to an Applicant or Listed Company Based on Considerations Related to the Com
Release Number
34-91056
SEC Issue Date
Federal Register Publish Date
Document Citation

86 FR 8937

Last Reviewed or Updated: June 2, 2020