Order Rule

Notice of Filing of Proposed Rule Change To Amend the Attestation Requirement of Rule 4780 To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted to the Retail Price Improvement Program Will Qualify as "Retail Orders"

National Securities Exchanges, The Nasdaq Stock Market LLC (NASDAQ)

Public Comments

Title

Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Attestation Requirement of Rule 4780 To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted to the Retail Price Improvem

Release Number

34-69450

SEC Issue Date

April 25, 2013

Federal Register Publish Date

May 1, 2013

Document Citation

78 FR 25501

Resources

Notice Rule: SEC Issued Version (pdf 7.87 KB)

Notice Rule: Federal Register Version

Rel. No. 34-69719

Rel. No. 34-69039

Title

Notice of Filing of Proposed Rule Change To Amend the Attestation Requirement of Rule 4780 To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted to the Retail Price Improvement Program Will Qualify as "Retail Orders"

Release Number

34-69039

SEC Issue Date

March 5, 2013

Federal Register Publish Date

March 11, 2013

Document Citation

78 FR 15392