Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Amend the Attestation Requirement of Rule 4780 to Allow a Retail Member Organization to Attest that "Substantially All" Orders Submitted to the Retail Price Improvement Program Will Qualify as "Retail Orders"

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Date Received
Date Letter Type Commenter Name
Public Comment Jonathan Cayne, Associate General Counsel, NASDAQ OMX LLC, Rockville, Maryland
Public Comment Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASDAQ-2013-031
Release Number
34-69039
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