Order Rule

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Representation of Parties in Arbitration and Mediation

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-55604

SEC Issue Date

April 9, 2007

Federal Register Publish Date

April 13, 2007

Document Citation

72 FR 18703

Resources

Notice Rule: SEC Issued Version (pdf 415.71 KB)

Notice Rule: Federal Register Version

Rel. No. 34-56540

Request for Immediate Stay of Effective Date of Approval Order

Rel. No. 34-57028

View Received Comments

Last Reviewed or Updated: April 9, 2007

Resources

Order Rule: SEC Issued Version (pdf 129.77 KB)

Order Rule: Federal Register Version

Rel. No. 34-55604

Request for Immediate Stay of Effective Date of Approval Order

Rel. No. 34-57028

Details

Public Comments Due

May 4, 2007

File Number

SR-NASD-2006-109

Rule Type

Order

Release Number

34-56540

SEC Issue Date

Sept. 26, 2007

Federal Register Publish Date

Oct. 3, 2007

Document Citation

72 FR 56410

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Representation of Parties in Arbitration and Mediation

Public Comments

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Representation of Parties in Arbitration and Mediation

Public Comments

Notice Rule (34-55604)

Resources

Resources

Details