Order Rule

Notice of Filing of Proposed Rule Change Relating to the Application of NASD Rule 2790 to Issuer-Directed Securities

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Title

Release Number

34-55128

SEC Issue Date

Jan. 18, 2007

Federal Register Publish Date

Jan. 25, 2007

Document Citation

72 FR 3453

Resources

Notice Rule: SEC Issued Version (pdf 187.48 KB)

Notice Rule: Federal Register Version

Rel. No. 34-55878

View Received Comments

Last Reviewed or Updated: Jan. 18, 2007

Resources

Order Rule: SEC Issued Version (pdf 67.83 KB)

Order Rule: Federal Register Version

Rel. No. 34-55128

Details

Public Comments Due

Feb. 15, 2007

File Number

SR-NASD-2006-074

Rule Type

Order

Release Number

34-55878

SEC Issue Date

June 7, 2007

Federal Register Publish Date

June 14, 2007

Document Citation

72 FR 32936

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Relating to the Application of NASD Rule 2790 to Issuer-Directed Securities

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change Relating to the Application of NASD Rule 2790 to Issuer-Directed Securities

Public Comments

Notice Rule (34-55128)

Resources

Resources

Details