Order Rule

Notices With NASD Electronically

Registered Securities Associations, National Association of Securities Dealers (NASD)

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Title

Notice of Filing of Proposed Rule Change To Require Members To File Regulatory Notices With NASD Electronically

Release Number

34-54319A

SEC Issue Date

Sept. 18, 2006

Federal Register Publish Date

Sept. 22, 2006

Document Citation

71 FR 55537

Resources

Notice Rule: SEC Issued Version (pdf 19.79 KB)

Notice Rule: Federal Register Version

Rel. No. 34-54654

Rel. No. 34-54319

View Received Comments

Title

Notice of Filing of Proposed Rule Change To Require Members To File Regulatory Notices With NASD Electronically

Release Number

34-54319

SEC Issue Date

Aug. 15, 2006

Federal Register Publish Date

Aug. 22, 2006

Document Citation

71 FR 48958

Resources

Notice Rule: SEC Issued Version (pdf 55.76 KB)

Notice Rule: Federal Register Version

Rel. No. 34-54654

Rel. No. 34-54319A

View Received Comments

Last Reviewed or Updated: Aug. 15, 2006

Resources

Order Rule: SEC Issued Version (pdf 46.61 KB)

Order Rule: Federal Register Version

Rel. No. 34-54319A

Rel. No. 34-54319

Details

Public Comments Due

Sept. 12, 2006

File Number

SR-NASD-2006-060

Rule Type

Order

Release Number

34-54654

SEC Issue Date

Oct. 26, 2006

Federal Register Publish Date

Nov. 1, 2006

Document Citation

71 FR 64326

Rules & Regulations

Enforcement & Litigation

Compliance

Notices With NASD Electronically

Public Comments

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Notices With NASD Electronically

Public Comments

Notice Rule (34-54319A)

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Notice Rule (34-54319)

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