Order Rule

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rules To Modify and Expand NASD's Authority To Initiate Trading and Quotation Halts in OTC Equity Securities

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-53920

SEC Issue Date

June 1, 2006

Federal Register Publish Date

June 7, 2006

Document Citation

71 FR 33026

Resources

Notice Rule: SEC Issued Version (pdf 148.15 KB)

Notice Rule: Federal Register Version

Rel. No. 34-54952

View Received Comments

Last Reviewed or Updated: June 1, 2006

Resources

Order Rule: SEC Issued Version (pdf 57.56 KB)

Order Rule: Federal Register Version

Rel. No. 34-53920

Details

Public Comments Due

June 28, 2006

File Number

SR-NASD-2006-039

Rule Type

Order

Release Number

34-54952

SEC Issue Date

Dec. 18, 2006

Federal Register Publish Date

Dec. 28, 2006

Document Citation

71 FR 78242

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rules To Modify and Expand NASD's Authority To Initiate Trading and Quotation Halts in OTC Equity Securities

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend NASD Rules To Modify and Expand NASD's Authority To Initiate Trading and Quotation Halts in OTC Equity Securities

Public Comments

Notice Rule (34-53920)

Resources

Resources

Details