Notice Rule

Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Expand the Scope of IM-2110-2 Relating To Trading Ahead of Customer Limit Orders To Apply to All OTC Equity Securities

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-54705

SEC Issue Date

Nov. 3, 2006

Federal Register Publish Date

Nov. 9, 2006

Document Citation

71 FR 65863

Resources

Notice Rule: SEC Issued Version (pdf 101.66 KB)

Notice Rule: Federal Register Version

Rel. No. 34-55351

View Received Comments

Last Reviewed or Updated: Nov. 3, 2006

Resources

Notice Rule: SEC Issued Version (pdf 70.15 KB)

Notice Rule: Federal Register Version

Rel. No. 34-54705

Details

Public Comments Due

Nov. 30, 2006

File Number

SR-NASD-2005-146

Rule Type

Notice

Release Number

34-55351

SEC Issue Date

Feb. 26, 2007

Federal Register Publish Date

March 5, 2007

Document Citation

72 FR 9810

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Expand the Scope of IM-2110-2 Relating To Trading Ahead of Customer Limit Orders To Apply to All OTC Equity Securities

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Expand the Scope of IM-2110-2 Relating To Trading Ahead of Customer Limit Orders To Apply to All OTC Equity Securities

Public Comments

Notice Rule (34-54705)

Resources

Resources

Details