Notice Rule

Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto, To Require Members To Provide Customers in TRACE-Eligible Debt Securities With Additional, Transaction-Specific Disclosures and To Notify Customers of the Availability of a Disclosure Document

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

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Title
Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, and 4 Thereto, To Require Members To Provide Customers in TRACE-Eligible Debt Securities With Additional, Transaction-Specific Disclosures and To Notify Customers of the Availability of
Release Number
34-56661
SEC Issue Date
Federal Register Publish Date
Document Citation

72 FR 59321

Resources

Notice Rule: SEC Issued Version (pdf 148.73 KB)
Notice Rule: Federal Register Version
Rel. No. 34-67867
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Last Reviewed or Updated: Oct. 15, 2007