Notice Rule

Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 thereto to Establish New NASD Rule 2290 Regarding Fairness Opinions

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Release Number

34-53598

SEC Issue Date

April 4, 2006

Federal Register Publish Date

April 11, 2006

Document Citation

71 FR 18395

Resources

Notice Rule: SEC Issued Version (pdf 74.49 KB)

Notice Rule: Federal Register Version

Rel. No. 34-56645

View Received Comments

Last Reviewed or Updated: April 4, 2006

Resources

Notice Rule: SEC Issued Version (pdf 72.05 KB)

Notice Rule: Federal Register Version

Rel. No. 34-53598

Details

Public Comments Due

May 2, 2006

File Number

SR-NASD-2005-080

Rule Type

Notice

Release Number

34-56645

SEC Issue Date

Oct. 11, 2007

Federal Register Publish Date

Oct. 19, 2007

Document Citation

72 FR 59317

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 thereto to Establish New NASD Rule 2290 Regarding Fairness Opinions

Public Comments

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 thereto to Establish New NASD Rule 2290 Regarding Fairness Opinions

Public Comments

Notice Rule (34-53598)

Resources

Resources

Details