Order Rule

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Compliance Meetings

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Title

Release Number

34-51368

SEC Issue Date

March 14, 2005

Federal Register Publish Date

March 21, 2005

Document Citation

70 FR 13560

Resources

Notice Rule: SEC Issued Version (pdf 118.69 KB)

Notice Rule: Federal Register Version

Rel. No. 34-51605

View Received Comments

Last Reviewed or Updated: March 14, 2005

Resources

Order Rule: SEC Issued Version (pdf 88.73 KB)

Order Rule: Federal Register Version

Rel. No. 34-51368

Details

Public Comments Due

April 11, 2005

File Number

SR-NASD-2005-004

Rule Type

Order

Release Number

34-51605

SEC Issue Date

April 25, 2005

Federal Register Publish Date

May 2, 2005

Document Citation

70 FR 22732

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Compliance Meetings

Public Comments

Resources

Resources

Details

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Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Compliance Meetings

Public Comments

Notice Rule (34-51368)

Resources

Resources

Details