Comments on NASD Rulemaking
Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Compliance Meetings
(Release No. 34-51368; File No. SR-NASD-2005-004)
- Afshin Atabakl, Counsel, NASD, April 22, 2005 (File name: srnasd2005004-1.pdf)
- William F. Marshall, President, First Winston Securities, Inc., Winston-Salem, North Carolina, April 11, 2005 (File name: wfmarshall041105.htm)
- Jed Bandes, April 8, 2005 (File name: jbandes040805.htm)
http://www.sec.gov/rules/sro/nasd/nasd2005004.shtml