Notice Rule

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 2320(a) Governing Best Execution

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Order Approving Proposed Rule Change as Modified by Amendment Nos. 1-5 To Amend NASD Rule 2320(a) Governing Best Execution

Release Number

34-54339

SEC Issue Date

Aug. 21, 2006

Federal Register Publish Date

Aug. 28, 2006

Document Citation

71 FR 50959

Resources

Order Rule: SEC Issued Version (pdf 35.13 KB)

Order Rule: Federal Register Version

Rel. No. 34-52637

Rel. No. 34-51229

View Received Comments

Title

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 2320(a) Governing Best Execution

Release Number

34-51229

SEC Issue Date

Feb. 18, 2005

Federal Register Publish Date

Feb. 25, 2005

Document Citation

70 FR 9416

Resources

Notice Rule: SEC Issued Version (pdf 228.38 KB)

Notice Rule: Federal Register Version

Rel. No. 34-52637

Rel. No. 34-54339

View Received Comments

Last Reviewed or Updated: Feb. 18, 2005

Resources

Notice Rule: SEC Issued Version (pdf 189.52 KB)

Notice Rule: Federal Register Version

Rel. No. 34-54339

Rel. No. 34-51229

Details

Public Comments Due

March 18, 2005

File Number

SR-NASD-2004-026

Rule Type

Notice

Release Number

34-52637

SEC Issue Date

Oct. 19, 2005

Federal Register Publish Date

Oct. 26, 2005

Document Citation

70 FR 61861

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 2320(a) Governing Best Execution

Public Comments

Resources

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Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 2320(a) Governing Best Execution

Public Comments

Order Rule (34-54339)

Resources

Notice Rule (34-51229)

Resources

Resources

Details