Order Rule

Notice for Securities Industry Registration (Form U-5)

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

Title

Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change Relating to Revisions to the Uniform Application for Securities Industry Registration or Transfer (Form U-4) and Uniform Termination Notice for Securities Industry Registra

Release Number

34-48161

SEC Issue Date

July 10, 2003

Federal Register Publish Date

July 17, 2003

Document Citation

68 FR 42444

Resources

Order Rule: SEC Issued Version (pdf 50.09 KB)

Order Rule: Federal Register Version

Rel. Nos. 34-48161A

Rel. No. 34-47936

Title

Notice of Filing of Proposed Rule Change, Amendment No. 1, and Amendment No. 2 Thereto Relating to Revisions to the Uniform Application for Securities Industry Registration or Transfer (Form U-4) and Uniform Termination Notice for Securities Industry Regi

Release Number

34-47936

SEC Issue Date

May 28, 2003

Federal Register Publish Date

June 4, 2003

Document Citation

68 FR 33545