Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change, Amendment No. 1, and Amendment No. 2 Thereto by the National Association of Securities Dealers, Inc. Relating to Revisions to the Uniform Application for Securities Industry Registration or Transfer (Form U-4) and Uniform Termination Notice for Securities Industry Registration (Form U-5)

[Release No. 34-47936; File No. SR-NASD-2003-57]

• Dan Jamieson, June 26, 2003 (File name: djamieson062603.pdf)
   
• Mario Di Trapani, President, Association of Registration Management, June 24, 2003 (File name: arm062403.pdf)
   

http://www.sec.gov/rules/sro/nasd/nasd200357.shtml