Notice Rule

Notice of Filing of a Proposed Rule Change To Extend the MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and To Modernize Those Rules

Other Self-Regulatory Organizations, Municipal Securities Rulemaking Board (MSRB)

Public Comments

Title

Release Number

34-79295

SEC Issue Date

Nov. 14, 2016

Federal Register Publish Date

Nov. 18, 2016

Document Citation

81 FR 81837

Resources

Notice Rule: SEC Issued Version (pdf 239.14 KB)

Notice Rule: Federal Register Version

Exhibit 5

Rel. No. 34-79801

View Received Comments

Last Reviewed or Updated: Nov. 14, 2016

Resources

Notice Rule: SEC Issued Version (pdf 140.04 KB)

Notice Rule: Federal Register Version

Exhibit 4

Exhibit 5

Rel. No. 34-79295

Details

Public Comments Due

Dec. 9, 2016

File Number

SR-MSRB-2016-15

Rule Type

Notice

Release Number

34-79801

SEC Issue Date

Jan. 13, 2017

Federal Register Publish Date

Jan. 23, 2017

Document Citation

82 FR 7898

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Extend the MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and To Modernize Those Rules

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of a Proposed Rule Change To Extend the MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and To Modernize Those Rules

Public Comments

Notice Rule (34-79295)

Resources

Resources

Details