Notice Rule

Notice of Filing of a Proposed Rule Change Consisting of Proposed New Rule G-44, on Supervisory and Compliance Obligations of Municipal Advisors; Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers and Municipal Securities Dealers; and Proposed Amendments to Rule G-9, on Preservation of Records

Other Self-Regulatory Organizations, Municipal Securities Rulemaking Board (MSRB)

Public Comments

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Title
Notice of Filing of a Proposed Rule Change Consisting of Proposed New Rule G-44, on Supervisory and Compliance Obligations of Municipal Advisors; Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers and Municipal Securities
Release Number
34-72706
SEC Issue Date
Federal Register Publish Date
Document Citation

79 FR 45546

Resources

Notice Rule: SEC Issued Version (pdf 155.38 KB)
Notice Rule: Federal Register Version
Exhibit 2
Exhibit 5
Rel. No. 34-73415
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Last Reviewed or Updated: July 29, 2014