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Comments on MSRB Rulemaking
Notice of Filing of a Proposed Rule Change Consisting of Proposed New Rule G-44, on Supervisory and Compliance Obligations of Municipal Advisors; Proposed Amendments to Rule G-8, on Books and Records to be Made by Brokers, Dealers and Municipal Securities Dealers; and Proposed Amendments to Rule G-9, on Preservation of Records
[Release No. 34-72706; File No. SR-MSRB-2014-06]
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| Oct. 17, 2014 | Michael L. Post, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Oct. 17, 2014 | Michael L. Post, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia |
| Aug. 30, 2014 | Joshua Cooperman, Cooperman Associates |
| Aug. 26, 2014 | Cristeena G. Naser, Vice President, Center for Securities, Trust & Investments, American Bankers Association, Washington, District of Columbia |
| Aug. 26, 2014 | Nathan Howard, Counsel to the National Association of Independent Public Finance Advisors |
| Aug. 26, 2014 | Anonymous, Attorney for a Municipal Advisor |
| Aug. 26, 2014 | Michael Nicholas, Chief Executive Officer, Bond Dealers of America |
| Aug. 25, 2014 | Dave A. Sanchez, Los Angeles, California |
| Aug. 21, 2014 | David L. Cohen, Managing Director, Associate General Counsel, SIFMA, New York, New York |
| Aug. 19, 2014 | Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute |
http://www.sec.gov/comments/sr-msrb-2014-06/msrb201406.shtml
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