Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change Consisting of Proposed New Rule G-44, on Supervisory and Compliance Obligations of Municipal Advisors; Proposed Amendments to Rule G-8, on Books and Records to be Made by Brokers, Dealers and Municipal Securities Dealers; and Proposed Amendments to Rule G-9, on Preservation of Records

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Date Received
Date Letter Type Commenter Name
Public Comment Michael L. Post, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Michael L. Post, Deputy General Counsel, Municipal Securities Rulemaking Board, Alexandria, Virginia
Public Comment Joshua Cooperman, Cooperman Associates
Public Comment Anonymous, Attorney for a Municipal Advisor
Public Comment Cristeena G. Naser, Vice President, Center for Securities, Trust & Investments, American Bankers Association, Washington, District of Columbia
Public Comment Michael Nicholas, Chief Executive Officer, Bond Dealers of America
Public Comment Nathan Howard, Counsel to the National Association of Independent Public Finance Advisors
Public Comment Dave A. Sanchez, Los Angeles, California
Public Comment David L. Cohen, Managing Director, Associate General Counsel, SIFMA, New York, New York
Public Comment Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2014-06
Release Number
34-72706
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