Order Rule

Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-3, on Classification of Principals and Representatives, Numerical Requirements, Testing, Continuing Education Requirements; Rule G-7, on Information Concerning Associated Persons; and Rule G-27, on Supervision

Other Self-Regulatory Organizations, Municipal Securities Rulemaking Board (MSRB)

Public Comments

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Title
Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-3, on Classification of Principals and Representatives, Numerical Requirements, Testing, Continuing Education Requirements; Rule G-7, on Information Concerning Associat
Release Number
34-72425
SEC Issue Date
Federal Register Publish Date
Document Citation

79 FR 35829

Resources

Notice Rule: SEC Issued Version (pdf 56.07 KB)
Notice Rule: Federal Register Version
Exhibit 2
Exhibit 5
Rel. No. 34-72743
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Last Reviewed or Updated: June 18, 2014