Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-3, on Classification of Principals and Representatives, Numerical Requirements, Testing, Continuing Education Requirements; Rule G-7, on Information Concerning Associated Persons; and Rule G-27, on Supervision

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Date Received
Date Letter Type Commenter Name
Public Comment David L. Cohen, Managing Director, Associate General Counsel, SIFMA, New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2014-04
Release Number
34-72019
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