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Comments on MSRB Rulemaking

Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-3, on Classification of Principals and Representatives, Numerical Requirements, Testing, Continuing Education Requirements; Rule G-7, on Information Concerning Associated Persons; and Rule G-27, on Supervision

[Release No. 34-72019; File No. SR-MSRB-2014-04]


Jul. 15, 2014 David L. Cohen, Managing Director, Associate General Counsel, SIFMA, New York, New York

 

 

 

 

 

 

 

 

http://www.sec.gov/comments/sr-msrb-2014-04/msrb201404.shtml

Modified: 07/16/2014