Notice Rule

Notice of Filing and Immediate Effectiveness of Rule D-13, on a Definition of "Municipal Advisory Activities", Rule D-14, on a Definition of "Appropriate Regulatory Agency", and Amendments to Rule D-11 ("Associated Persons"), Rule G-40 on Electronic Mail Contacts, and Form G-40, on Electronic Mail Contacts

Other Self-Regulatory Organizations, Municipal Securities Rulemaking Board (MSRB)

Public Comments

Last Reviewed or Updated: Nov. 12, 2010