Comments on MSRB Rulemaking

Notice of Filing and Immediate Effectiveness of Rule D-13, on a Definition of "Municipal Advisory Activities", Rule D-14, on a Definition of "Appropriate Regulatory Agency", and Amendments to Rule D-11 ("Associated Persons"), Rule G-40 on Electronic Mail Contacts, and Form G-40, on Electronic Mail Contacts

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a January 13, 2011, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA)
Public Comment Colette Irwin-Knott, President, National Association of Independent Public Finance Advisors, Montgomery, Illinois

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2010-15
Release Number
34-63308
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