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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance on Disclosure and Other Sales Practice Obligations to Individual and Other Retail Investors in Municipal Securities

Other Self-Regulatory Organizations, Municipal Securities Rulemaking Board (MSRB)

Public Comments

View Received Comments

Last Reviewed or Updated: July 21, 2009

Resources

Notice Rule: SEC Issued Version (pdf 55.54 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Aug. 17, 2009

File Number

SR-MSRB-2009-08

Rule Type

Notice

Release Number

34-60359

SEC Issue Date

July 21, 2009

Federal Register Publish Date

July 27, 2009

Document Citation

74 FR 37079

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance on Disclosure and Other Sales Practice Obligations to Individual and Other Retail Investors in Municipal Securities

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance on Disclosure and Other Sales Practice Obligations to Individual and Other Retail Investors in Municipal Securities

Public Comments

Resources

Details