Comments MSRB Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance on Disclosure and Other Sales Practice Obligations to Individual and Other Retail Investors in Municipal Securities

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Date Received
Date Letter Type Commenter Name
Public Comment George J. McLiney, Jr., McLiney and Company, Kansas City, Missouri
Public Comment Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-MSRB-2009-08
Release Number
34-60359
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