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Comments MSRB Rulemaking
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance on Disclosure and Other Sales Practice Obligations to Individual and Other Retail Investors in Municipal Securities
[Release No. 34-60359; File No. SR-MSRB-2009-08]
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| Sep. 2, 2009 | George J. McLiney, Jr., McLiney and Company, Kansas City, Missouri |
| Aug. 19, 2009 | Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA, New York, New York |
http://www.sec.gov/comments/sr-msrb-2009-08/msrb200908.shtml
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