Order Rule

Notice of Filing of Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans

Other Self-Regulatory Organizations, Municipal Securities Rulemaking Board (MSRB)

Public Comments

Title

Release Number

34-53715

SEC Issue Date

April 25, 2006

Federal Register Publish Date

May 2, 2006

Document Citation

71 FR 25867

Resources

Notice Rule: SEC Issued Version (pdf 175.25 KB)

Notice Rule: Federal Register Version

Rel. No. 34-53959

View Received Comments

Last Reviewed or Updated: April 25, 2006

Resources

Order Rule: SEC Issued Version (pdf 42.32 KB)

Order Rule: Federal Register Version

Rel. No. 34-53715

Details

Public Comments Due

May 23, 2006

File Number

SR-MSRB-2006-03

Rule Type

Order

Release Number

34-53959

SEC Issue Date

June 8, 2006

Federal Register Publish Date

June 15, 2006

Document Citation

71 FR 34654

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans

Public Comments

Notice Rule (34-53715)

Resources

Resources

Details