Notice Rule

Notice of Filing of a Proposed Rule Change To Amend LTSE Rule 14.501 To Specify the Process for Enforcing Compliance With LTSE Rule 14.425 for Listed Companies

National Securities Exchanges, Long-Term Stock Exchange, Inc. (LTSE)

Public Comments

Submit a Comment on SR-LTSE-2021-01

Title

Order Approving Proposed Rule Change To Amend LTSE Rule 14.501 To Specify the Process for Enforcing Compliance With LTSE Rule 14.425 for Listed Companies

Release Number

34-91287

SEC Issue Date

March 10, 2021

Federal Register Publish Date

March 16, 2021

Document Citation

86 FR 14511

Resources

Order Rule: SEC Issued Version (pdf 146.94 KB)

Order Rule: Federal Register Version

Last Reviewed or Updated: Jan. 29, 2021

Resources

Notice Rule: SEC Issued Version (pdf 165.82 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Feb. 25, 2021

File Number

SR-LTSE-2021-01

Rule Type

Notice

Release Number

34-91019

SEC Issue Date

Jan. 29, 2021

Federal Register Publish Date

Feb. 4, 2021

Document Citation

86 FR 8243

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Amend LTSE Rule 14.501 To Specify the Process for Enforcing Compliance With LTSE Rule 14.425 for Listed Companies

Public Comments

Resources

Resources

Details

More in this Section

Notice of Filing of a Proposed Rule Change To Amend LTSE Rule 14.501 To Specify the Process for Enforcing Compliance With LTSE Rule 14.425 for Listed Companies

Public Comments

Order Rule (34-91287)

Resources

Resources

Details