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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Effectiveness of Certain Immediately Effective FINRA Sanctions and Actions

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2025-006

View Received Comments

Last Reviewed or Updated: July 8, 2025

Resources

Notice Rule: SEC Issued Version (pdf 229.91 KB)

Exhibit 5

Details

Public Comments Due

July 14, 2025

File Number

SR-FINRA-2025-006

Rule Type

Notice

Release Number

34-103285

SEC Issue Date

June 17, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Effectiveness of Certain Immediately Effective FINRA Sanctions and Actions

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Effectiveness of Certain Immediately Effective FINRA Sanctions and Actions

Public Comments

Resources

Details