Comments on FINRA Rulemaking

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Effectiveness of Certain Immediately Effective FINRA Sanctions and Actions

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Date Received
Date Letter Type Commenter Name
Public Comment Maranda E. Fritz, on behalf of Alpine Securities Corporation
Public Comment Scottsdale Capital Advisors Corporation, FINRA Member Firm
Public Comment Lek Securities Corporation

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2025-006
Release Number
34-103285
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