Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2025-003

View Received Comments

Title

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 3220 (Influencing or Rewarding Employees of Others)

Release Number

34-103226

SEC Issue Date

June 11, 2025

Resources

Notice Rule: SEC Issued Version (pdf 299.41 KB)

Last Reviewed or Updated: Sept. 17, 2025

Resources

Notice Rule: SEC Issued Version (pdf 262.82 KB)

Details

Public Comments Due

October 8, 2025.
Rebuttal Comments Due: October 22, 2025.

File Number

SR-FINRA-2025-003

Rule Type

Notice

Release Number

34-103958

SEC Issue Date

Sept. 12, 2025