Order Rule

Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Clarifying, Technical, and Procedural Changes to the Arbitrator List Selection Process

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

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Title
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Clarifying, Technical, and Procedural Changes to the Arbitrator List Selection Process
Release Number
34-102559
SEC Issue Date

Resources

Order Rule: SEC Issued Version (pdf 201.4 KB)

Title
Notice of Filing of a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Clarifying, Technical, and Procedural Changes to the Arbitrator List Selection Process
Release Number
34-101993
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 244.59 KB)

Last Reviewed or Updated: Aug. 25, 2025