Notice Rule

Notice of Filing of a Proposed Rule Change to Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATE™))

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

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Title
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATE™))
Release Number
34-101450
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 113.26 KB)

Title
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATE™))
Release Number
34-100305
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 108.93 KB)

Title
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule to Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATE™))
Release Number
34-100655
SEC Issue Date

Resources

Order Rule: SEC Issued Version (pdf 291.45 KB)

Title
Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATETM))
Release Number
34-102093
SEC Issue Date

Resources

Order Rule: SEC Issued Version (pdf 508.57 KB)

Last Reviewed or Updated: Jan. 3, 2025