Order Rule

Notice of Filing of a Proposed Rule Change to Provide Relief Relating to Specified Option Transactions under FINRA Rule 4210 (Margin Requirements)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Title
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Provide Relief Relating to Specified Option Transactions under FINRA Rule 4210 (Margin Requirements)
Release Number
34-98628
SEC Issue Date

Title
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Provide Relief Relating to Specified Option Transactions under FINRA Rule 4210 (Margin Requirements)
Release Number
34-99304
SEC Issue Date

Last Reviewed or Updated: March 8, 2024