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Order Rule

Notice of Filing of a Proposed Rule Change to Provide Relief Relating to Specified Option Transactions under FINRA Rule 4210 (Margin Requirements)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2023-010

View Received Comments

Release Number

34-98628

SEC Issue Date

Sept. 28, 2023

Resources

Order Rule: SEC Issued Version (pdf 114.52 KB)

Release Number

34-97898

SEC Issue Date

July 13, 2023

Resources

Notice Rule: SEC Issued Version (pdf 110.54 KB)

Release Number

34-99304

SEC Issue Date

Jan. 9, 2024

Resources

Notice Rule: SEC Issued Version (pdf 69.44 KB)

Last Reviewed or Updated: March 8, 2024

Resources

Order Rule: SEC Issued Version (pdf 176.47 KB)

Details

File Number

SR-FINRA-2023-010

Rule Type

Order

Release Number

34-99696

SEC Issue Date

March 8, 2024