Title
Order Routing Information for OTC Equity Securities)
Release Number
34-97039
SEC Issue Date
Federal Register Publish Date
Document Citation
88 FR 14653
Notice Rule
Notice of Filing of a Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities)
Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)
Title
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt FINRA Rules 6151 (Disclosure of Order Routing Information for NMS Securities) and 6470 (Disclosure of Order Routing Information for OTC Equity Securities)
Release Number
34-96699
SEC Issue Date
Federal Register Publish Date
Document Citation
88 FR 4260
Last Reviewed or Updated: Nov. 30, 2022
Resources
Details
Public Comments Due
File Number
SR-FINRA-2022-031
Rule Type
Notice
Release Number
34-96415
SEC Issue Date
Federal Register Publish Date
Document Citation
87 FR 74672
Public Comments