Notice Rule

Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend FINRA Rule 6730 To Require Members To Append Modifiers To Delayed Treasury Spot Trades and Portfolio Trades When Reporting to TRACE

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Filing of Amendment No. 1 and Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to TRACE Reporting of Corporate Bond Trades That Are Part of a Larger Portfolio Trade
Release Number
34-94365
SEC Issue Date
Federal Register Publish Date
Document Citation

87 FR 13781

Resources

Notice Rule: SEC Issued Version (pdf 165.83 KB)
Notice Rule: Federal Register Version

Last Reviewed or Updated: Jan. 20, 2022