Comments on FINRA Rulemaking

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change to Amend FINRA Rule 6730 to Require Members to Append Modifiers to Delayed Treasury Spot and Portfolio Trades When Reporting to TRACE

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Date Received
Date Letter Type Commenter Name
Public Comment Dwayne Middleton, V.P. & Head of Fixed Income Trading and Jonathan Siegel, V.P. & Managing Legal Counsel, T. Rowe Price
Public Comment Chris Killian, Managing Director Securitization and Credit, SIFMA
Public Comment Howard Meyerson, Managing Director, Financial Information Forum

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2021-030
Release Number
34-93699
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