Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effectiveness of Temporary Supplementary Material .17 (Temporary Relief To Allow Remote Inspections for Calendar Year 2020 and Calendar Year 2021) Under FINRA Rule 3110 (Supervision)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Last Reviewed or Updated: Sept. 15, 2021

Public Comments Due

Oct. 12, 2021

File Number

SR-FINRA-2021-023

Rule Type

Notice

Release Number

34-93002

SEC Issue Date

Sept. 15, 2021

Federal Register Publish Date

Sept. 21, 2021

Document Citation

86 FR 52508