Comments on FINRA Rulemaking

Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Effectiveness of Temporary Supplementary Material .17 (Temporary Relief to Allow Remote Inspections for Calendar Year 2020 and Calendar Year 2021) under FINRA Rule 3110 (Supervision)

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Date Received
Date Letter Type Commenter Name
Public Comment Eversheds Sutherland (US) LLP on behalf of the Committee of Annuity Insurers

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2021-023
Release Number
34-93002
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