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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Retirement of FINRA's Order Audit Trail System

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2021-017

View Received Comments

Last Reviewed or Updated: June 23, 2021

Resources

Notice Rule: SEC Issued Version (pdf 211 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

July 20, 2021

File Number

SR-FINRA-2021-017

Rule Type

Notice

Release Number

34-92239

SEC Issue Date

June 23, 2021

Federal Register Publish Date

June 29, 2021

Document Citation

86 FR 34293

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Retirement of FINRA's Order Audit Trail System

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Retirement of FINRA's Order Audit Trail System

Public Comments

Resources

Details