Order Rule

Order Approving a Proposed Rule Change To Amend FINRA Rules 1210 (Registration Requirements) and 1240 (Continuing Education Requirements)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 1210 (Registration Requirements) and 1240 (Continuing Education Requirements)

Release Number

34-92183

SEC Issue Date

June 15, 2021

Federal Register Publish Date

June 24, 2021

Document Citation

86 FR 33427

Last Reviewed or Updated: Sept. 21, 2021

Resources

File Number

SR-FINRA-2021-015

Rule Type

Order

Release Number

34-93097

SEC Issue Date

Sept. 21, 2021

Federal Register Publish Date

Sept. 27, 2021

Document Citation

86 FR 53358