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| Aug. 12, 2021 | Afshin Atabaki, Special Advisor and Associate General Counsel, Financial Industry Regulatory Authority, Inc. |
| Jul. 15, 2021 | John S. Watts, Senior Vice President & Chief Counsel, PFS Investments Inc. |
| Jul. 14, 2021 | Howard Spindel, Senior Managing Director; Peggy E. Chait, Managing Director, Integrated Solutions |
| Jul. 14, 2021 | Lisa Hopkins, NASAA President, General Counsel and Senior Deputy Commissioner of Securities, West Virginia |
| Jul. 14, 2021 | Carrie L. Chelko, Chief Compliance Officer, Fidelity Investments, et al. |
| Jul. 14, 2021 | Kevin Zambrowicz, Managing Director and Associate General Counsel; Bernard V. Canepa, Vice President and Assistant General Counsel, SIFMA |
| Jul. 13, 2021 | James (Jim) Rabenstine, Vice President, NFS Chief Compliance Officer, Nationwide Office of the Chief Legal Officer |
| Jul. 12, 2021 | Fred T. Greene, CIMA, Executive Vice President, Portfolio Manager, Woodforest Wealth Strategies |
| Jul. 2, 2021 | Brian Egwele |
| Jul. 1, 2021 | Anonymous |
