Order Rule

Order Granting Approval of a Proposed Rule Change Relating to Members' Filing Requirements Under FINRA Rule 6432 (Compliance With the Information Requirements of SEA Rule 15c2-11)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Members' Filing Requirements Under FINRA Rule 6432 (Compliance With the Information Requirements of SEA Rule 15c2-11)
Release Number
34-92524
SEC Issue Date
Federal Register Publish Date
Document Citation

86 FR 42005

Resources

Notice Rule: SEC Issued Version (pdf 290.89 KB)
Notice Rule: Federal Register Version

Last Reviewed or Updated: Sept. 10, 2021