Comments on FINRA Rulemaking

Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Members' Filing Requirements under FINRA Rule 6432 (Compliance with the Information Requirements of SEA Rule 15c2- 11)

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Date Received
Date Letter Type Commenter Name
Public Comment The Credit Roundtable
Public Comment Robert McNamee, Associate General Counsel, Office of General Counsel, Financial Industry Regulatory Authority, Inc.
Public Comment Daniel Zinn and Cass Sanford, Managing Members, OTC Link LLC Managing

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-FINRA-2021-014
Release Number
34-92139
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