Comments on FINRA Rulemaking

Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Members’ Filing Requirements under FINRA Rule 6432 (Compliance with the Information Requirements of SEA Rule 15c2- 11)

Jun. 21, 2022	The Credit Roundtable
Aug. 4, 2021	Robert McNamee, Associate General Counsel, Office of General Counsel, Financial Industry Regulatory Authority, Inc.
Jul. 6, 2021	Daniel Zinn and Cass Sanford, Managing Members, OTC Link LLC Managing