Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Temporary Supplementary Material .17 (Temporary Relief To Allow Remote Inspections for Calendar Year 2020 and Calendar Year 2021) Under FINRA Rule 3110 (Supervision)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Last Reviewed or Updated: Nov. 18, 2020

Public Comments Due

Dec. 15, 2020

File Number

SR-FINRA-2020-040

Rule Type

Notice

Release Number

34-90454

SEC Issue Date

Nov. 18, 2020

Federal Register Publish Date

Nov. 24, 2020

Document Citation

85 FR 75097